BY NEURABYTE
FRAMEWORKS/FINANCIAL/DORA
DORA
FINANCIAL · European Union

DORA

Digital operational resilience for EU finance and its ICT providers.

The Digital Operational Resilience Act applied from January 2025. It requires banks, insurers, investment firms, and crypto providers to manage ICT risk, report major incidents, test resilience, and oversee third-party ICT providers. Critical providers fall under direct EU supervision.

AT A GLANCE
ISSUEREuropean Union REGIONEU financial entities CATEGORYFinancial CROSSWALKVersioned mapping onto the 15-control registry
EVIDENCE, NOT CERTIFICATION
01. WHO IT APPLIES TO

Is this one yours?

01EU financial entities of all sizes, with proportionality
02ICT third-party providers serving them, through contractual flow-down
03Any agent deployment inside a covered institution
02. KEY REQUIREMENTS

The parts of DORA that touch what agents do.

Art. 9 Protection and prevention
Access management, authentication, and change management for ICT systems.
Art. 10 Detection
Mechanisms to detect anomalous activity, with multiple layers of control.
Art. 17–19 Incident management
Classify, record, and report ICT incidents within set timeframes.
Art. 28–30 Third-party risk
Contracts with ICT providers specify audit rights, exit strategies, and monitoring.
03. HOW LORE MAPS TO IT

Enforcement controls, read against the requirement.

These controls exist because the platform needs them to run safely. The crosswalk reads their signed evidence against DORA. Where there is no evidence, the report says gap.

LORE CONTROL DORA REFERENCE
Blocking authorization gateArt. 9(4)(c), 9(4)(d)
Maker–checker approvalArt. 9(4)(e) change management
Signed, hash-chained receiptsArt. 10, Art. 17(3)
Context disclosure recordArt. 9(3)(a)
Illustrative references. The shipped crosswalk carries exact clause citations, its version, and the review date.
04. OUT OF SCOPE

What Lore will not claim.

Threat-led penetration testing (Art. 26) and business continuity are program-level.
The register of information and contractual terms are yours.
05. QUESTIONS
Is Neurabyte a critical ICT provider?
No. Critical designation is made by the European Supervisory Authorities for the largest providers.
How does Lore help with incident reporting?
The receipt chain reconstructs agent activity quickly enough to meet the four-hour classification and 72-hour intermediate report windows.
What do auditors ask for?
Evidence that access to production was authorized, changes were approved, and logs are tamper-evident. That is the crosswalk.
← PREVIOUSAARM ALL FRAMEWORKS NEXT →FINRA 24-09
DORA · EARLY ACCESSEVIDENCE COLLECTED ONCE

Start building the record your auditor will read.

Every receipt Lore signs today is evidence for DORA tomorrow. Turn the crosswalk on when you are ready; nothing needs re-collecting.

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